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DEL GALLO FINANCIAL SERVICES, LLC

Len Del Gallo Jr. is a CERTIFIED FINANCIAL PLANNER(tm) professional and owner of Del Gallo Financial Services, LLC (DFS).




DFS specializes in business and individual analysis with personalized service. Covered areas include cash flow analysis, risk management considerations, group & individual health insurance plans - disability income insurance - life insurance - long term care insurance, projections for college and retirement, investment analysis, investment account management, trust management referral services, special needs planning, IRA, 401k, SEP, SIMPLE plans, defined benefit & contribution plans, 412(i) plans, deferred compensation & nonqualified plans, 403b, fixed annuities. DFS will provide specific recommendations and can establish a plan of action for each area reviewed. Services are provided on a fee or commission basis. Customized workshops can be created and provided for corporate employees, non-profit organizations, and school systems. Account asset minimum size and fees may vary depending on the services that are provided.

  • Do you need a plan for your business or family?  Have you reviewed within the last three years your group or individual disability income, health and life coverage, estate planning, asset management strategies, long term care needs, education funding, income tax planning, buy-sell agreements, or had a lifestyle change?   Do you have children with special needs?  Do you have multiple retirement accounts or need to establish an Individual retirement account (IRA)? Do you need to establish a health or disability income insurance plan for your business or yourself?  Does your current 401k or pension plan meet your business or personal needs?  Are you concerned about future long term care costs for your family?  DFS can establish a plan of action and create solutions for each area reviewed.

  • Contact DFS and we will answer your questions:

    Telephone: 860-675-5201
    Fax : 860-675-5202

    Mail : P.O. Box 717
    Avon, Ct. 06001-0717

  • Del Gallo Financial Services, LLC is a Registered Investment Advisor, CT. (U.S.A). Del Gallo Financial Services, LLC may be Registered as an Investment Advisor in other states in the U.S. and this information is available upon request.The aforementioned material is a product and service listing and is not intended to be an offer for the sale of securities or investment advice. Securities are offered by prospectus only. Seek advice from a professional tax advisor and lawyer prior to finalizing any financial plan.  Please review the ADV Part II, Privacy notice, and disclosures of Del Gallo Financial Services LLC, these are available upon written request.  The material and information contained on the website delgallo.com can not be copied without the written permission and consent of Del Gallo Financial Services, LLC.

    Del Gallo Financial Services LLC is a licensed insurance agency in Connecticut (U.S.A). Del Gallo Financial Services LLC may be licensed as an insurance agency in other states in the U.S. and this information is available upon request. "Len Del Gallo Jr. is certified to sell long-term care insurance approved by the Connecticut Partnership for Long-Term Care."

    Licenses Passed- CFP(r) certification valid through 3/31/13 according to www.cfp.com, Series 7, Series 63, series 65, Life, Accident & Health insurance

    Certified Financial Planner Board of Standards Inc, owns the certification marks CFP(r), CERTIFIED FINANCIAL PLANNER(tm) and the federally registered CFP (with flame logo) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

  • * Del Gallo Financial Services, LLC and its Representatives do not provide tax and legal advice. Please consult your tax advisor, attorney for such guidance.  Not all of the services listed on this site are available in every state in the United States.  A separate privacy disclosure notice is available for California residents, please contact DFS for more information.

  • Please note that the information being provided is strictly a courtesy. When you link to any of the websites provided, you are leaving this site. Del Gallo Financial Services, LLC makes no representation as to the completeness or accuracy of information provided at these sites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or use of a third-party site.

  • DFS, LLC Privacy Disclosure Document
    Information Safeguarding
    Del Gallo Financial Services, LLC ("DFS,LLC") will internally safeguard your nonpublic personal information by restricting access to only those employees who provide products or services to you or those who need access to your information to service your account or policy. In addition, we will maintain physical, electronic and procedural safeguards that meet federal and/or state standards to guard your nonpublic personal information. 
    Del Gallo Financial Services, LLC ("DFS,LLC") is committed to safeguarding the confidential information of its clients. We hold all personal information provided to our firm in the strictest confidence. These records include all personal information that we collect from you in connection with any of the services provided by Del Gallo Financial Services, LLC. We have never disclosed information to nonaffiliated third parties, except as permitted by law, and do not anticipate doing so in the future. If we were to anticipate such a change in firm policy, we would be prohibited under the law from doing so without advising you first. As you know, we use health and financial information that you provide to us to help you meet your personal financial goals while guarding against any real or perceived infringements of you rights of privacy. Our policy with respect to personal information about you is listed below:                      
    1.          We limit employee and agent access to information only to those who have a business or professional reason for knowing, and only to nonaffiliated parties as permitted by law. (For example, federal regulations permit us to share a limited amount of information about you with a brokerage firm, investment advisory firm, custodian, or insurance company in order to execute, service, or process transactions on your behalf, or so that our firm can discuss you financial situation with your accountant or lawyer.)
    2.          We maintain a secure office and computer environment to ensure that your personal information is not placed at unreasonable risk.
    3.          The categories of nonpublic personal information we collect from a client depend upon the scope of the client engagement. It will include information about your personal finances, information about your health to the extent that it is needed for the planning process, analysis, information about transactions between you and third parties, and information from consumer reporting agencies.
    4.           For unaffiliated third parties that require access to your personal information, including financial service companies’ consultants, and auditors, we also require strict confidentiality in our agreements with them and expect them to keep this information private. Federal and state regulators also may review firm records as permitted under law. 
    5.          We do not provide your personally identifiable information to mailing list vendors or solicitors for any purpose.
    6.           Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws, and consistent with CFPâ Board Code of Ethics and Professional Responsibility.  After this required period of record retention, all such information will be destroyed.  DFS, LLC will protect the confidentiality of social security numbers, prohibit unlawful disclosure and limit access to them.
    7.        Please note our internet email is not encrypted and may not be secure.
                                                                                                                                                                                                           
    2. Permission to share health information with a nonaffiliated third party [For use in those states that have a prohibition on sharing health information.]  Applies to information provided by you to Del Gallo Financial Services LLC during the insurance application & analysis process. This disclosure is not used as a release to attain any medical records. 
                                  State law may prohibit Del Gallo Financial Services, LLC from sharing any of your personal health information with a third party without your permission. You have a right not to permit us to share this information with anyone else. As a financial services firm, in order for us to discuss your life, health, disability, and long term care  insurance needs with an insurance company or other professionals, you must agree if you consent to our sharing such information. Please return the Privacy Form to our firm with your consent or e-mail your consent to dfsoffice717-guard@yahoo.com.
       
 

        

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