Len Del Gallo Jr. is a Certified Financial Planner(tm) professional, Master Planner Advanced Studies(sm), and Managing Member of Del Gallo Financial Services, LLC., who would like to welcome you to an informative website that will provide you additional information about Del Gallo Financial Services, LLC ("DFS, LLC")/("DFS"). Del Gallo Financial Services, LLC has been helping individuals, families, and businesses for 19 years and looks forward to providing this high quality service for both new and existing clients in the future!
Len has utilized a broad based skill set to help companies and organizations on a consulting basis with their strategic planning in employee benefits, budgeting, restructuring, and financial planning to achieve their goals. Len is also very active in educating, training, and instructing individuals and groups at non-profit organizations, corporations, and public institutions by presenting customized workshops and seminars on many finance and planning related topics.
Len has served on numerous Boards and Committees for organizations overseeing various functions and details in finance, budgeting, variance monitoring, restructuring, employee benefits, and strategic planning. Len's previous employment at Chase Manhattan Bank & Merrill Lynch provided him with an extensive background in banking, lending, compliance, consulting, investments, real estate, operations, restructuring , and brokerage.
Are you frustrated, as a client, of being just another number at a financial institution? Are you being asked to pay a substantial amount of money for a one time bounded generic static financial plan that may be created by the back office at a bank, broker dealer, or trust company, but not actually composed by the advisor you are considering working with? Del Gallo Financial Services, LLC is a boutique firm, established in 1999, to create customized solutions for individuals and businesses. The individual and business financial planning services provided by DFS, LLC are individualized and adjusted as needed for clients. Along with creating dynamic financial plans for clients, DFS, LLC can provide access to both small and large institutional asset management programs, trust services, employee or member financial education workshops, as well as other capital management and insurance services that can be blended to create an appropriate individualized plan for your business and personal needs. DFS, LLC is a firm that provides a family office approach to match financial services both within Del Gallo Financial Services, LLC and through an extensive outside unaffiliated resource network, if needed, to complete and fill gaps in your personal or business financial planning. DFS, LLC works for our clients to help guide them with their financial needs. DFS, LLC, as an independent Registered Investment Advisor, does not work for a company that may be captive to specific products and services or a company that needs to satisfy shareholders and bondholders. DFS, LLC does not and cannot work with every individual and/or business, which enables DFS, LLC to maintain a high level of service for its' clients, unique in today's mass marketing world. DFS, LLC prides itself in providing a personalized experience, as an independent Registered Investment Advisor, to service a niche market of clients versus a company who may be looking to add any client through general advertising . If Del Gallo Financial Services, LLC is unable to work with you, we will try to help direct you through our unaffilated resource network to find solutions for your planning.
Del Gallo Financial Services, LLC specializes in business and individual planning with personal individualized service. Covered areas include asset management, investment analysis, employee or member financial education workshops, cash flow analysis, risk management considerations, group & individual health insurance plans, disability income insurance, life insurance, mortgage protection insurance, critical illness insurance, long term care insurance, projections for college and retirement, special needs planning, IRA, SEP, SIMPLE plans, defined benefit & contribution plans, 412(i) plans, deferred compensation & nonqualified plans, 403b plans, fixed annuities. Del Gallo Financial Services, LLC will provide specific recommendations and can establish a plan of action for each area reviewed. Del Gallo Financial Services, LLC offers Portfolio Management, Financial Planning, Solicitor/Investment Management, Consulting, and Trust Referral Services which are provided on a fee basis while insurance products are sold on a commission basis. Customized workshops can be created and provided for corporate employees, member organizations, non-profit organizations, and school systems. Account asset minimum size and fees may vary depending on the Portfolio Management, Financial Planning, Solicitor/Investment Management, Consulting, and/or Trust Referral Services that are provided by written agreement and/or account opening documentation.
Do you need a plan for your business or family? Have you reviewed within the last three years your group or individual disability income, health and life coverage, estate planning, asset management strategies, long term care needs, education funding, income tax planning, buy-sell agreements, or had a lifestyle change? Do you have children with special needs? Do you have multiple retirement accounts or need to establish an Individual retirement account (IRA)? Do you need to establish a health or disability income insurance plan for your business or yourself? Does your current 401k or pension plan meet your business or personal needs? Are you concerned about future long term care costs for your family? Is your organization meeting its' obligation in educating members or employees on important financial topics? Del Gallo Financial Services, LLC can establish an individualized plan of action and create solutions for each area reviewed.
Contact Del Gallo Financial Services,LLC for answers to your questions:
Del Gallo Financial Services, LLC
195 West Main Street, Suite 7
Avon, Ct. 06001
The aforementioned material is a product and service listing and is not intended to be an offer for the sale of securities or insurance, and is not intented to provide planning or investment advice. Securities are offered by prospectus only.
Del Gallo Financial Services, LLC is a Registered Investment Advisor, CT. (U.S.A). Del Gallo Financial Services, LLC may be Registered as an Investment Advisor in other states in the U.S. and this information is available upon request. Portfolio Management, Financial Planning, Solicitor/Investment Management Services, Consulting, & Trust Referral Services, are offered through representatives of Del Gallo Financial Services LLC, a Registered Investment Advisor. Seek advice from a professional tax advisor and lawyer prior to finalizing any financial plan. Please review the ADV Part II, Privacy notice, and disclosures of Del Gallo Financial Services LLC, these are available upon written request. The material and information contained on the website delgallo.com can not be copied without the written permission and consent of Del Gallo Financial Services, LLC.
Del Gallo Financial Services LLC is a licensed insurance agency in Connecticut (U.S.A). Del Gallo Financial Services LLC may be licensed as an insurance agency in other states in the U.S. and this information is available upon request. "Len Del Gallo Jr. is certified to sell long-term care insurance approved by the Connecticut Partnership for Long-Term Care."
Licenses Passed by Len Del Gallo Jr.- CFP(r) certification valid through 3/31/19 according to www.cfp.net, MPAS(sm) certification valid through 3/8/20, Series 7, Series 63, series 65, Life, Accident & Health insurance.
CFP(r) and CERTIFIED FINANCIAL PLANNER (r) are certification marks owned by the Certified Financial Planner Board of Standards, Inc. These marks are awarded to individuals who successfully complete the CFP Board’s initial and ongoing certification requirements. Please see www.cfp.net for additional information.
Master Planner Advanced Studies (SM) and MPAS (SM) are registered service marks of the College for Financial Planning in the United States and/or other countries. MPAS designees have completed advanced graduate studies in the specialty area of Financial Planning. Please go to http://www.cffpinfo.com/mpas/ for additional information.
Leonard J. Del Gallo Jr. has completed a Master of Science Degree – M.S.
Del Gallo Financial Services, LLC and its Representatives do not provide tax and legal advice. Please consult your tax advisor, attorney for such guidance and prior to implementing any strategies. Not all of the services listed on this site are available in every state in the United States. A separate privacy disclosure notice is available for California residents, please contact DFS for more information.
There may be broker dealers, custodians, 3rd parties and their affiliates, investment advisers, and others who may offer the same services for the same fees, lower fees, higher fees, or no fees. Please review all disclosures, agreements, and documents.
The website of Del Gallo Financial Services, LLC at delgallo.com is registered and subject to copyright protection.
Please note that the information being provided is strictly a courtesy. When you link to any of the websites provided, you are leaving this site. Del Gallo Financial Services, LLC makes no representation as to the completeness or accuracy of information provided at these sites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or use of a third-party website.
Del Gallo Financial Services, LLC (DFS, LLC) Privacy Disclosure Document
What does Del Gallo Financial Services, LLC do with your personal information? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. The types of personal information we collect and share depends on the product or service you have with us. This information can include: social security number, personal finances, health, date of birth, family information, client provided information, information from consumer reporting agencies, account information, and any information required to service an application or agreement. When you are no longer our customer, we continue to share our information as described in this notice. All financial companies need to share the client's personal information to run their everyday business. In the next paragraph, we list the reasons financial companies can share their client's personal information; the reasons Del Gallo Financial Services, LLC chooses to share; and whether you can limit this sharing.
Del Gallo Financial Services, LLC does share as noted and the client does have the ability to limit this sharing by sending written notification to Del Gallo Financial Services, LLC. Reasons DFS, LLC can share your personal information may include the following. For our everyday business purposes such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus. For our marketing purposes to offer our products and services to you. For joint marketing with other financial companies. For our affiliates' everyday business purposes such as information about your transactions and experiences. For our affiliates' everyday business purposes such as information about your creditworthiness. For our affiliates to market to you. For nonaffiliates to market to you. For any questions please email us at firstname.lastname@example.org.
How does Del Gallo Financial Services protect your personal information, collect your personal information, and address sharing limits? To protect your personal information from unauthorized access and use, DFS, LLC uses security measures that comply with federal law. These measures include computer safeguards, secured files and buildings. DFS, LLC does not provide your personal identifiable information to mailing list vendors. We collect your personal information, for example, when you open an account, establish an agreement, apply for insurance, establish an insurance policy, meet, call, fax, or email DFS, LLC. Federal law gives you the right to limit only sharing for affiliates' everday business purposes -information about your creditworthiness, affiliates from using your information to market to you, sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Any limit to sharing must be sent to Del Gallo Financial Services, LLC in writing.
It is important to define affiliates, nonaffiliates, and joint marketing. Affiliates are related by common ownership or control and they can be financial and nonfinancial companies. Del Gallo Financial Services, LLC is a Registered Investment Advisor and Licensed Insurance Agency. Nonaffiliates are companies not related by common ownership or control and they can be financial and nonfinancial companies. As an example, third parties my require information. In addition, Federal and State regulators may also review firm's records as permitted under the law. Joint marketing is a formal agreement between nonaffiliated financial companies that together market financial products or services to you.
Please note Del Gallo Financial Services, LLC's internet is not encrypted and may not be secure. By reviewing the privacy notice of Del Gallo Financial Services, LLC (DFS, LLC), the consumer acknowledges the receipt of this disclosure and permission to share health, personal, and financial information with affiliated and non-affiliated third parties for everyday business purposes and to service the consumer with their account, policy, application, or any other agreement as it pertains to the business relationship with the consumer and Del Gallo Financial Services, LLC (DFS, LLC).
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